- 目錄
第1篇 客戶盡職調查專員崗位職責
金融服務專員/高級金融服務主任——客戶盡職調查部(環(huán)球資本與市場業(yè)務) 匯豐環(huán)球客戶服務(廣東)有限公司, role purpose
1. production of know your customer (kyc) profile to the highest quality standard & in line with the latest policies and procedures. individuals are required to keep themselves updated on the latest procedural/ policy changes across all streams
2. take complete ownership of any profiles/tasks that have been assigned until stage of completion. this could be a new request or a request or work item that has been reassigned and ensure one meets the set productivity target and quality target month on month
3. understand & comply with all relevant policies & procedures issued by the group &contained within the group
4. interfacing with client liaison group, compliance, front office and relationship managers where applicable especially on matters that involve escalation of pending and ageing profiles
第2篇 客戶盡職調查專員崗位職責任職要求
客戶盡職調查專員崗位職責
銀行客戶盡職調查專員 渣打 渣打環(huán)球商業(yè)服務有限公司，渣打 客戶盡職調查部(cdd)
cdd全稱client due diligence，客戶盡職調查部，是客戶風險控制的前端部門。日常負責對新開戶及現(xiàn)有客戶的文件和信息審核，及系統(tǒng)信息維護?？蛻艚浝硖峁┛蛻粝嚓P文件后和信息后審核其有效性和真實性，通過相關系統(tǒng)、文件對客戶基本背景、組織架構、相關人員、主營業(yè)務等方面對客戶可能存在的洗錢、恐怖主義融資等風險進行等級評估和風險評級，并將相關文件、信息錄入系統(tǒng)。與此同時與銀行前臺保持緊密聯(lián)系，協(xié)助相關其他工作。
要求:
? 本科及以上學歷，英語四級及以上。海歸優(yōu)先考慮。
? 溝通能力良好，熟練的英文讀寫能力。
? 良好的邏輯思維能力及分析問題能力。
? 有銀行背景或cdd/aml相關經驗優(yōu)先考慮。
客戶盡職調查專員崗位
第3篇 盡職調查專員崗位職責描述崗位要求
職位描述：
reputational”) due diligence analyst
conduct integrity (“reputational”) due diligence reports for clients in different industries; perform all kinds of research projects using the information obtained from the public domain and other sources; initiate reviews for various purposes such as aml / kyc compliance and third party management; participate into any other tasks as required， including investigation， risk assessment， anti-bribery & corruption compliance and fcpa review， with tasks in performing analysis， conducting interviews， electronic data review， identifying issues， drafting reports， and communicating with team management and clients; assist partners/managers with the creation and development of proposals; confident in working independently on own tasks and creating quality work products.
qualifications
e_cellent research & analytical skills;
detail oriented and the ability to detect and analyze comple_ risks;
tenacity and ingenuity in the pursuit of sources;
ability to handle large volumes of information;
ability to work to deadlines;
ability to work as part of a team;
ability to accept feedback as a learning opportunity;
ability to build and maintain good working relationships;
positive outlook on change， self-motivated， fle_ible and adaptable;
education to bachelor’s degree level;
fluency in chinese and english; knowledge of other languages is an advantage.
